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Your search generated 438 results
RBC Capital Markets, LLC

MD, Head of Control and Regulatory Integration

New York, New York

RBC Capital Markets, LLC

Job Description What is the Opportunity? This position is responsible for control and regulatory integration activities for Consolidated US Operations (CUSO) and global Capital Markets (CM).The primary purpose of the role includes leading a...

Job Type Full Time
Remote
Avesis

Compliance Manager

Avesis

Join us for an exciting career with the leading provider of supplemental benefits! Our Promise Through skill-building, leadership development and philanthropic opportunities, we provide opportunities to build communities and grow your caree...

Job Type Full Time
KeyBank

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-tying)

Brooklyn, Ohio

KeyBank

Location:4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions...

Job Type Full Time
KeyBank

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-tying)

Albany, New York

KeyBank

Location:4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions...

Job Type Full Time
KeyBank

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-tying)

Columbus, Ohio

KeyBank

Location:4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions...

Job Type Full Time
KeyBank

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-tying)

Amherst, New York

KeyBank

Location:4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions...

Job Type Full Time
KeyBank

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-tying)

Cincinnati, Ohio

KeyBank

Location:4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions...

Job Type Full Time
Solenis LLC

Global HR Policy and Compliance Manager

Wilmington, Delaware

Solenis LLC

Solenis is a leading global provider of water and hygiene solutions. The company's product portfolio includes a broad array of water treatment chemistries, process aids, functional additives, cleaners, disinfectants, and state-of-the-art mo...

Job Type Full Time
Colorado Coalition for the Homeless

Compliance & Risk Management Specialist - 10872

Denver, Colorado

Colorado Coalition for the Homeless

The mission of the Colorado Coalition for the Homeless is to work collaboratively toward the prevention of homelessness and the creation of lasting solutions for homeless and at-risk families, children, and individuals throughout Colorado. ...

Job Type Full Time
The Bancorp

AVP Enterprise Compliance Testing (Hybrid)

Sioux Falls, South Dakota

The Bancorp

AVP Enterprise Compliance Testing (Hybrid) Job Location US-DE-Wilmington | US-SD-Sioux Falls Type Full Time Overview ***This position is available as a hybrid position in our Wilmington, DE or Sioux Falls, SD office.*** Assists in the leade...

Job Type Full Time

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